James Michel Kalbermatter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Bilbao Vizcaya Argentaria SA (no longer approved here)

    FRN 139228

    • [FCA CF] Proprietary trader (9 Aug 2022 to 10 May 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (13 May 2019 to 3 Aug 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (25 May 2017 to 16 Mar 2019)
    • [FCA CF] Client dealing (25 May 2017 to 16 Mar 2019)
    • [FCA CF] Manager of certification employee (25 May 2017 to 16 Mar 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (2 Nov 2016 to 16 Mar 2019)
    • [FCA CF] Client dealing (2 Nov 2016 to 16 Mar 2019)
    • [FCA CF] Manager of certification employee (2 Nov 2016 to 16 Mar 2019)
    • CF30 Customer (11 Nov 2011 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (9 Jun 2010 to 12 Aug 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 26 Apr 2010)
    • CF21 Investment Adviser (22 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.