James Michael Swerkes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Farallon Capital Europe LLP

    FRN 403306

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (10 Mar 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 Jan 2005 to 31 Oct 2007)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • CF26 Customer Trading (1 Dec 2001 to 6 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.