Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2025)
    • [FCA CF] Client dealing (since 8 Dec 2025)
  • Morgans Ltd

    FRN 159488

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 15 Sep 2025)
  • Aon UK Limited (no longer approved here)

    FRN 310451

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 3 Feb 2025)
    • [FCA CF] Client dealing (1 Jul 2020 to 3 Feb 2025)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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