Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RATHBONES ASSET MANAGEMENT LIMITED
FRN 144266
- [FCA CF] Client dealing (since 1 Mar 2025)
- [FCA CF] Manager of certification employee (since 14 Mar 2024)
- [FCA CF] Functions requiring qualifications (14 Mar 2024 to 1 Mar 2025)
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- [FCA CF] Client dealing (24 Nov 2023 to 17 Jul 2025)
- [FCA CF] Functions requiring qualifications (24 Nov 2023 to 17 Jul 2025)
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- [FCA CF] Significant management (1 Apr 2023 to 15 May 2023)
- [FCA CF] Manager of certification employee (21 Nov 2022 to 15 May 2023)
- [FCA CF] Functions requiring qualifications (21 Nov 2022 to 15 May 2023)
- [FCA CF] Material risk taker (1 Apr 2022 to 15 May 2023)
- [FCA CF] Client dealing (15 Sep 2020 to 15 May 2023)
- CF30 Customer (24 Mar 2010 to 8 Dec 2019)
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- CF30 Customer (15 Jul 2014 to 19 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.