James McManus

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Regency Wealth Ltd (no longer approved here)

    FRN 578309

    • (15)Employed By (1 Jun 2021 to 24 Aug 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (5 May 2020 to 24 Aug 2021)
    • CF30 Customer (17 Apr 2020 to 24 Aug 2021)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 30 Jul 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (4 Mar 2010 to 16 Sep 2010)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 15 Dec 2009)
    • CF21 Investment Adviser (27 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Sep 2003 to 27 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.