Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 16 May 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (4 Oct 2018 to 9 Dec 2018)
  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (311)SMF11 Chair of the Audit Committee (7 Mar 2016 to 1 Feb 2021)
    • (312)CF2 Non Executive Director (25 Nov 2014 to 6 Mar 2016)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF28 Systems and controls (17 May 2012 to 18 Mar 2014)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF2 Non Executive Director (11 May 2011 to 9 Jul 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 19 Oct 2009)
    • CF28 Systems and controls (1 Nov 2007 to 19 Oct 2009)
    • CF13 Finance (21 Sep 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2010)
    • CF13 Finance (22 Jul 2005 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (22 Jul 2005 to 28 Mar 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Jul 2005 to 28 Mar 2006)
    • CF1 Director (22 Jul 2005 to 13 Mar 2006)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2010)
    • CF1 Director (28 Jun 2002 to 13 Mar 2006)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • CF28 Systems and controls (1 Nov 2007 to 22 Apr 2009)
    • CF13 Finance (22 Jul 2005 to 31 Oct 2007)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • CF28 Systems and controls (1 Nov 2007 to 22 Apr 2009)
    • CF13 Finance (21 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (311)SMF11 Chair of the Audit Committee at Tesco Personal Finance Limited

  2. controlled function added: (312)CF2 Non Executive Director at Tesco Personal Finance Limited