James Marshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2023)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2023)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (25 Mar 2021 to 29 May 2023)
    • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 29 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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