James Malcolm Cox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Atrium Insurance Agency Limited
FRN 460463
- SMF3 Executive Director (since 1 Jan 2025)
- SMF16 Compliance Oversight (30 Mar 2020 to 9 Aug 2023)
Atrium Underwriters Limited
FRN 204834
- SMF24 Chief Operations (since 2 Aug 2023)
- SMF3 Executive Director (since 7 Mar 2019)
- SMF16 Compliance Oversight (7 Mar 2019 to 9 Aug 2023)
- CF1 Director (4 Jan 2013 to 9 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.