Date authorised
1 April 2013
Companies House
05993519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 20
    8 Bishopsgate
    London
    City Of London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402070503000
  • Complaints Contact

    Level 20
    8 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402070503000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Martin Baddeley

    IRN AMB01241

    • CF1 Director (28 Mar 2008 to 6 Feb 2013)
  • Brendan Richard Anthony Merriman

    IRN BRM01022

    • CF1 Director (8 Jul 2014 to 1 Sep 2017)
  • Christine Elaine Dandridge

    IRN CED01021

    • CF1 Director (5 Jan 2007 to 31 Dec 2007)
  • David Wade

    IRN DXW01833

    • SMF1 Chief Executive (since 16 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Jul 2012 to 8 Dec 2019)
  • James Malcolm Cox

    IRN JMC01380

    • SMF3 Executive Director (since 1 Jan 2025)
    • SMF16 Compliance Oversight (30 Mar 2020 to 9 Aug 2023)
  • James Robert Francis Lee

    IRN JRL01038

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jan 2025)
    • Responsible for Insurance Mediation (11 Jul 2014 to 30 Sep 2018)
    • CF1 Director (5 Jan 2007 to 8 Dec 2019)
  • James Ross Alick Smith

    IRN JXS01339

    • SMF16 Compliance Oversight (9 Aug 2023 to 11 Mar 2026)
  • Joanna Bowles

    IRN JXB03867

    • SMF16 Compliance Oversight (since 11 Mar 2026)
  • John Francis Shettle Jr

    IRN JFS01110

    • CF2 Non Executive Director (26 Nov 2013 to 1 Jul 2014)
  • Kirsty Steward

    IRN KXS01888

    • SMF9 Chair of the Governing Body (since 11 Sep 2023)
    • SMF3 Executive Director (since 15 Mar 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.