James Kevin Alan Carpenter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BURNETT & ASSOCIATES LIMITED (no longer approved here)
FRN 305511
- [FCA CF] Significant management (1 Jan 2023 to 15 Nov 2024)
Citymain Administrators Limited (no longer approved here)
FRN 306535
- [FCA CF] Significant management (1 Jan 2023 to 15 Nov 2024)
Loyal Insurance Services Ltd (no longer approved here)
FRN 430316
- [FCA CF] Significant management (1 Jan 2023 to 15 Nov 2024)
SQUARE POUND LTD (no longer approved here)
FRN 564471
- [FCA CF] Significant management (1 Jan 2023 to 15 Nov 2024)
Telefonica Seguros y Reaseguros Compania Aseguradora S.A.U. (no longer approved here)
FRN 430933
- CF1 Director (AR) (20 Apr 2012 to 4 Jul 2012)
AWP Assistance UK Ltd (no longer approved here)
FRN 311909
- CF1 Director (AR) (6 Jul 2010 to 3 Jul 2012)
Telefonica UK Limited (no longer approved here)
FRN 515874
- Employed By (6 Jul 2010 to 4 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.