Date authorised
1 April 2013
Companies House
05350177
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lakeside
    Western Road
    Portsmouth
    Hampshire
    PO6 3EN
    UNITED KINGDOM
    Phone
    +443339997920
  • Complaints Contact

    3000 Lakeside
    Western Road
    North Harbour
    Portsmouth
    Hampshire
    PO6 3EN
    UNITED KINGDOM
    Phone
    +443339997920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andre Neale

    IRN AXN00243

    • [FCA CF] Significant management (since 24 Jun 2022)
  • Andrea Marshall

    IRN AXM01184

    • [FCA CF] Significant management (since 27 Jun 2022)
  • Andrew David Briscoe

    IRN AXB01357

    • [FCA CF] Significant management (23 Nov 2022 to 16 Jul 2025)
  • Andrew Roy Walwyn

    IRN ARW01156

    • CF1 Director (20 May 2005 to 19 Apr 2010)
  • Christopher Taylour

    IRN CXT00161

    • [FCA CF] Significant management (5 Feb 2021 to 1 Jun 2022)
  • Duncan Ritchie Howell Spencer

    IRN DRS01145

    • Responsible for Insurance Distribution (1 Oct 2018 to 8 May 2019)
    • CF1 Director (AR) (1 Nov 2011 to 9 Jan 2012)
    • CF8 Apportionment and Oversight (20 May 2005 to 31 Mar 2009)
    • CF1 Director (20 May 2005 to 8 May 2019)
    • Responsible for Insurance Mediation (20 May 2005 to 30 Sep 2018)
  • Gary John Beeston

    IRN GJB01162

    • CF1 Director (21 Apr 2011 to 8 May 2019)
  • Gavin Thomas

    IRN GXT00113

    • [FCA CF] Significant management (18 Feb 2021 to 28 Feb 2022)
  • Heidi Logie

    IRN HXL00069

    • [FCA CF] Significant management (19 Feb 2021 to 9 May 2022)
  • Helen Williams

    IRN HXW00053

    • [FCA CF] Significant management (18 Mar 2021 to 24 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.