Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Mar 2022)
- CF29 Significant management (29 Nov 2017 to 8 Dec 2019)
- CF30 Customer (21 Sep 2009 to 8 Dec 2019)
-
- CF30 Customer (31 Oct 2008 to 21 Sep 2009)
-
- CF30 Customer (1 Nov 2007 to 24 Oct 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.