James Howard Smart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MASECO LLP

    FRN 489718

    • [FCA CF] Significant management (since 1 Jul 2021)
    • [FCA CF] Material risk taker (since 10 May 2021)
    • [PRA CF] Key function holder (1 Jul 2021 to 1 Jun 2023)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF28 Systems and controls (1 Nov 2007 to 21 Oct 2011)
    • CF1 Director (2 Jan 2007 to 21 Oct 2011)
    • CF13 Finance (5 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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