James Harvey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Mar 2025)
    • CF1 Director (AR) (since 28 Feb 2025)
    • CF30 Customer (since 28 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Jul 2021 to 29 Feb 2024)
    • CF30 Customer (26 May 2021 to 29 Feb 2024)
  • Forseti Wealth Partners Ltd

    FRN 1026675

    • (2)Employed By (since 28 Feb 2025)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • [FCA CF] Functions requiring qualifications (1 Mar 2024 to 26 Dec 2024)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (23 Nov 2023 to 27 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

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