James Hankin Benford

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited (no longer approved here)
FRN 830170
- [FCA CF] Functions requiring qualifications (24 May 2021 to 9 May 2025)
- [FCA CF] Client dealing (24 May 2021 to 9 May 2025)
LEBC Group Limited (no longer approved here)
FRN 760755
- CF30 Customer (10 Nov 2017 to 5 Nov 2019)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (19 Dec 2016 to 31 Jul 2017)
LEBC Group Ltd (no longer approved here)
FRN 191818
- Employed By (19 Dec 2016 to 31 Jul 2017)
Succession Financial Management Limited (no longer approved here)
FRN 225831
- CF30 Customer (2 Feb 2015 to 9 Oct 2015)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (1 Nov 2007 to 22 Apr 2014)
- CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 25 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.