James Gutman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CECP Advisors LLP (no longer approved here)

    FRN 531409

    • [FCA CF] Client dealing (23 Oct 2024 to 31 Mar 2026)
  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • [FCA CF] Client dealing (19 Jul 2021 to 22 Mar 2024)
    • [FCA CF] Manager of certification employee (19 Jul 2021 to 22 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.