James Geoffrey Rixon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2022)
    • [FCA CF] Client dealing (since 17 Jan 2022)
  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2021)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • The Mellor Practice Limited (no longer approved here)

    FRN 781822

    • Employed By (30 Jun 2017 to 31 Jul 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (19 Oct 2016 to 31 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.