James Galbraith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Friendly Asset Managers Limited (no longer approved here)

    FRN 188832

    • SMF3 Executive Director (9 Dec 2019 to 15 Apr 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Apr 2021)
    • CF3 Chief Executive (1 Jan 2017 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2016)
    • CF1 Director (11 Sep 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF15 Internal Audit (30 Oct 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • Scottish Friendly Assurance Society Limited (no longer approved here)

    FRN 110002

    • SMF3 Executive Director (10 Dec 2018 to 15 Apr 2021)
    • SMF1 Chief Executive (10 Dec 2018 to 15 Apr 2021)
    • SIMF1 Chief Executive Function (1 Jan 2017 to 9 Dec 2018)
    • CF12 Actuarial (26 Aug 2011 to 31 Oct 2012)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (8 May 2006 to 9 Dec 2018)
    • CF12A With-Profits Actuary (31 Dec 2004 to 26 Apr 2006)
    • CF15 Internal Audit (30 Oct 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.