James Frederick Card

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 24 Jan 2008)
    • CF21 Investment Adviser (4 May 2005 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (25 Feb 2005 to 6 May 2005)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.