James Frederic Aris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mitsubishi UFJ Trust and Banking Corporation

    FRN 124708

    • [FCA CF] Material risk taker (since 13 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Mar 2022)
    • [FCA CF] Client dealing (since 3 Aug 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2021 to 23 Feb 2021)
    • [FCA CF] Significant management (16 Mar 2020 to 23 Feb 2021)
    • [FCA CF] Manager of certification employee (25 Apr 2017 to 23 Feb 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Feb 2021)
    • CF30 Customer (30 Nov 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 29 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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