James Francesco Comboni

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
- CF30 Customer (17 May 2018 to 8 Dec 2019)
Tudor Capital Europe LLP (no longer approved here)
FRN 492155
- CF30 Customer (23 Aug 2016 to 28 Apr 2018)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (15 Mar 2013 to 3 May 2013)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF30 Customer (15 Mar 2013 to 3 May 2013)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (10 Jan 2011 to 18 Jun 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.