James Fox

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
    • [FCA CF] Client dealing (since 29 Apr 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (25 Jan 2023 to 31 May 2023)
    • CF30 Customer (16 Jan 2023 to 31 May 2023)
  • Beals Mortgage and Financial Services Limited (no longer approved here)

    FRN 471442

    • Employed By (16 Jan 2023 to 31 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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