James Edward King

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Material risk taker (26 Apr 2021 to 26 Dec 2024)
    • [FCA CF] Significant management (26 Apr 2021 to 26 Dec 2024)
    • [FCA CF] Manager of certification employee (5 Jan 2021 to 26 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Dec 2024)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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