Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF29 Significant management (6 Mar 2019 to 8 Dec 2019)
  • PATHWAY CAPITAL MANAGEMENT (UK) LIMITED (no longer approved here)

    FRN 438536

    • CF30 Customer (1 Nov 2007 to 21 Dec 2018)
    • CF11 Money Laundering Reporting (2 Feb 2006 to 1 May 2014)
    • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
    • CF3 Chief Executive (2 Feb 2006 to 21 Dec 2018)
    • CF8 Apportionment and Oversight (2 Feb 2006 to 31 Mar 2009)
    • CF1 Director (2 Feb 2006 to 21 Dec 2018)
    • CF10 Compliance Oversight (2 Feb 2006 to 1 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.