PATHWAY CAPITAL MANAGEMENT (UK) LIMITED

Date authorised
1 April 2013
Companies House
05531075
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Upper St. Martin's Lane
    3rd Floor
    London
    WC2H 9FB
    UNITED KINGDOM
    Phone
    +4402074389700

  • Complaints Contact

    14 Upper St. Martin's Lane
    3rd Floor
    London
    WC2H 9FB
    UNITED KINGDOM
    Phone
    +4402074389700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ada Pospiszyl

    IRN AXP18135

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2021)
    • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
  • Aleksandra Natalia Mysliwiec

    IRN AXM09582

    • CF30 Customer (20 Dec 2018 to 27 Aug 2019)
  • Alexander Constantine Myranthis Casbolt

    IRN ACC01084

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (21 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (21 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
  • Anisha Desaur

    IRN AXD01701

    • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • CF22 Investment Adviser (Trainee) (14 Jun 2007 to 31 Oct 2007)
  • Benjamin Roelof Dreyer

    IRN BRD01031

    • [FCA CF] Manager of certification employee (since 19 Jan 2024)
    • [FCA CF] Client dealing (since 1 Dec 2020)
  • Bin Xu

    IRN BXX01003

    • CF30 Customer (15 Jun 2012 to 8 Aug 2013)
  • Charles Jolly

    IRN CXJ01196

    • CF30 Customer (17 Jan 2011 to 12 Jan 2015)
  • Ching Yi Sun

    IRN CXS01036

    • [FCA CF] Client dealing (since 11 Jul 2025)
  • Derrek Irving Ransford

    IRN DIR01025

    • CF30 Customer (1 Jan 2012 to 22 Jul 2013)
    • CF22 Investment Adviser (Trainee) (1 Jan 2007 to 31 Oct 2007)
  • Douglas Kent Le Bon

    IRN DKL01011

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Feb 2006 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.