PATHWAY CAPITAL MANAGEMENT (UK) LIMITED

• Principal Place of Business

  14 Upper St. Martin's Lane

  3rd Floor

  London

  WC2H 9FB

  UNITED KINGDOM

  Phone

  +4402074389700

• Complaints Contact

  14 Upper St. Martin's Lane

  3rd Floor

  London

  WC2H 9FB

  UNITED KINGDOM

  Phone

  +4402074389700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Fazal Khan

  IRN FXK01210

  • CF30 Customer (5 Jun 2017 to 20 Jul 2018)
• Hoi In Cheng

  IRN HXC00337

  • [FCA CF] Client dealing (since 24 Feb 2025)
• Jack Pong

  IRN JXP00737

  • [FCA CF] Manager of certification employee (since 24 Nov 2022)
  • [FCA CF] Client dealing (since 24 Nov 2022)
• James Edward Heath

  IRN JEH01144

  • CF30 Customer (1 Nov 2007 to 21 Dec 2018)
  • CF8 Apportionment and Oversight (2 Feb 2006 to 31 Mar 2009)
  • CF3 Chief Executive (2 Feb 2006 to 21 Dec 2018)
  • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Feb 2006 to 1 May 2014)
  • CF10 Compliance Oversight (2 Feb 2006 to 1 May 2014)
  • CF1 Director (2 Feb 2006 to 21 Dec 2018)
• James Herbert Reinhardt

  IRN JHR01051

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Feb 2006 to 8 Dec 2019)
• Jean-Francois Laurent Casanova

  IRN JLC01183

  • [FCA CF] Manager of certification employee (since 13 Dec 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Jun 2018 to 8 Dec 2019)
• John Louis Francis Capaldi

  IRN JLC01051

  • CF30 Customer (29 May 2009 to 13 Aug 2010)
• Joseph Hegan

  IRN JXH00547

  • [FCA CF] Client dealing (1 Aug 2020 to 24 Jan 2025)
• Jérôme Simon

  IRN JXS03906

  • [FCA CF] Manager of certification employee (since 19 Aug 2025)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• Mathias Burban

  IRN MXB00843

  • [FCA CF] Manager of certification employee (since 19 Jan 2026)
  • [FCA CF] Client dealing (since 28 Feb 2022)

No changes recorded yet.