James Dunkley Sixsmith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia

    FRN 141308

    • [FCA CF] Significant management (since 9 Feb 2026)
    • [FCA CF] Material risk taker (since 2 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2023)
    • [FCA CF] Manager of certification employee (since 31 May 2023)
    • [FCA CF] Client dealing (since 6 Mar 2017)
    • CF30 Customer (24 Aug 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 19 May 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.