Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Harwood Private Equity LLP
FRN 973442
- 14. Managing investments
- [FCA CF] Material risk taker (since 24 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 24 Feb 2026)
- [FCA CF] Significant management (since 24 Feb 2026)
- SMF27 Partner (since 21 Dec 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 21 Dec 2022)
- SMF27 Partner (9 Dec 2019 to 21 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 21 Dec 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (29 May 2007 to 31 Oct 2007)
- CF4 Partner (5 Dec 2006 to 8 Dec 2019)
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- CF21 Investment Adviser (2 Sep 2002 to 18 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.