Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
- CF30 Customer (since 14 Jan 2021)
- CF1 Director (AR) (since 14 Jan 2021)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
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James Dickinson Financial Planning Ltd
FRN 939117
- (1)Employed By (since 14 Jan 2021)
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- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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- CF30 Customer (20 Jun 2011 to 31 Aug 2012)
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- CF30 Customer (3 Dec 2007 to 23 May 2008)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (20 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Apr 2005 to 20 Dec 2005)
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- CF21 Investment Adviser (20 Jan 2005 to 25 Feb 2005)
- CF22 Investment Adviser (Trainee) (9 Mar 2004 to 20 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.