Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF30 Customer (since 14 Jan 2021)
    • CF1 Director (AR) (since 14 Jan 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
    • (1)Employed By (since 14 Jan 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (3 Sep 2012 to 9 Sep 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Jun 2011 to 31 Aug 2012)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (3 Dec 2007 to 23 May 2008)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (20 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Apr 2005 to 20 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (20 Jan 2005 to 25 Feb 2005)
    • CF22 Investment Adviser (Trainee) (9 Mar 2004 to 20 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.