James Delaney

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2024)
    • CF1 Director (AR) (since 28 Dec 2023)
    • CF30 Customer (since 28 Dec 2023)
  • InSight Wealth Management Limited

    FRN 1005120

    • (5)Employed By (since 28 Dec 2023)
  • Lumin Wealth Limited (no longer approved here)

    FRN 775068

    • [FCA CF] Client dealing (10 Jan 2022 to 15 Aug 2023)
    • [FCA CF] Functions requiring qualifications (10 Jan 2022 to 15 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (16 Mar 2021 to 7 Jan 2022)
    • CF30 Customer (15 Mar 2021 to 7 Jan 2022)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (207)Employed By (15 Mar 2021 to 7 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.