Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 16 May 2019)
    • CF26 Customer Trading (23 May 2007 to 31 Oct 2007)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF30 Customer (1 Nov 2007 to 16 May 2019)
    • CF26 Customer Trading (23 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.