James Corcoran

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumin Wealth Limited

    FRN 775068

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 May 2023)
    • [FCA CF] Client dealing (since 31 May 2023)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 May 2023)
    • CF30 Customer (22 Sep 2014 to 8 Dec 2019)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • CF30 Customer (29 Feb 2012 to 22 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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