Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • [FCA CF] Manager of certification employee (17 Apr 2024 to 2 Apr 2025)
    • [FCA CF] Material risk taker (17 Apr 2020 to 2 Apr 2025)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • [FCA CF] Material risk taker (17 Apr 2023 to 2 Apr 2025)
    • SMF18 Other Overall Responsibility (24 Oct 2022 to 5 Feb 2025)
    • [FCA CF] Significant management (17 Apr 2020 to 17 Apr 2023)
    • [FCA CF] Client dealing (17 Apr 2020 to 2 Apr 2025)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 2 Apr 2025)
    • CF1 Director (8 Dec 2017 to 8 Dec 2019)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • [FCA CF] Client dealing (17 Apr 2023 to 2 Apr 2025)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 2 Apr 2025)
    • [FCA CF] Material risk taker (17 Apr 2020 to 2 Apr 2025)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF29 Significant management (20 Jan 2011 to 11 Jan 2016)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF29 Significant management (20 Jan 2011 to 31 Mar 2017)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF29 Significant management (20 Jan 2011 to 31 Mar 2017)
    • CF30 Customer (20 Jan 2011 to 31 Mar 2017)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF29 Significant management (20 Jan 2011 to 31 Mar 2017)
    • CF30 Customer (20 Jan 2011 to 31 Mar 2017)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF29 Significant management (20 Jan 2011 to 31 Mar 2017)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 27 Sep 2010)
    • CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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