Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (17 Apr 2024 to 2 Apr 2025)
- [FCA CF] Material risk taker (17 Apr 2020 to 2 Apr 2025)
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- [FCA CF] Material risk taker (17 Apr 2023 to 2 Apr 2025)
- SMF18 Other Overall Responsibility (24 Oct 2022 to 5 Feb 2025)
- [FCA CF] Significant management (17 Apr 2020 to 17 Apr 2023)
- [FCA CF] Client dealing (17 Apr 2020 to 2 Apr 2025)
- [FCA CF] Manager of certification employee (17 Apr 2020 to 2 Apr 2025)
- CF1 Director (8 Dec 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (17 Apr 2023 to 2 Apr 2025)
- [FCA CF] Manager of certification employee (17 Apr 2020 to 2 Apr 2025)
- [FCA CF] Material risk taker (17 Apr 2020 to 2 Apr 2025)
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- CF29 Significant management (20 Jan 2011 to 11 Jan 2016)
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- CF29 Significant management (20 Jan 2011 to 31 Mar 2017)
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- CF29 Significant management (20 Jan 2011 to 31 Mar 2017)
- CF30 Customer (20 Jan 2011 to 31 Mar 2017)
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- CF29 Significant management (20 Jan 2011 to 31 Mar 2017)
- CF30 Customer (20 Jan 2011 to 31 Mar 2017)
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- CF29 Significant management (20 Jan 2011 to 31 Mar 2017)
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- CF30 Customer (1 Nov 2007 to 27 Sep 2010)
- CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.