James Christopher Sydney Marler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NAVARINO CAPITAL LTD

    FRN 523789

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (15 Jul 2010 to 8 Dec 2019)
    • CF3 Chief Executive (15 Jul 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jul 2010 to 8 Dec 2019)
    • CF1 Director (15 Jul 2010 to 8 Dec 2019)
  • AlTi RE Limited (no longer approved here)

    FRN 582903

    • [FCA CF] Client dealing (7 Jul 2023 to 26 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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