NAVARINO CAPITAL LTD

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Carl Hakan Mauritzon
IRN CXM01717
- CF30 Customer (15 Jul 2010 to 10 Sep 2010)
Christopher John Sydney Marler
IRN CJM01396
- SMF3 Executive Director (9 Dec 2019 to 12 May 2020)
- CF1 Director (15 Jul 2010 to 8 Dec 2019)
Daniel Marler
IRN DXM00362
- [FCA CF] Benchmark submission and administration (since 15 Sep 2020)
James Christopher Sydney Marler
IRN JCM01164
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF30 Customer (15 Jul 2010 to 8 Dec 2019)
- CF1 Director (15 Jul 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Jul 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Jul 2010 to 8 Dec 2019)
- CF3 Chief Executive (15 Jul 2010 to 8 Dec 2019)
Rupert Anthony Richard Middle
IRN RAM01105
- CF30 Customer (since 3 Jul 2025)
- CF1 Director (AR) (since 3 Jul 2025)
Yukie Taniguchi Marler
IRN YTM01001
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (15 Jul 2010 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Middle Associates Ltd
FRN 912503 · Appointed 21 Aug 2019 · Tied agent
Navarino Associates Ltd
FRN 448075 · Appointed 26 Jul 2010
Nicholas Richard Maurice Cranston (no longer appointed)
FRN 972243 · Appointed 16 Mar 2022 · Until 8 Apr 2024
Rabock Capital Ltd (no longer appointed)
FRN 924640 · Appointed 17 Apr 2020 · Until 10 Mar 2025

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.