James Charles Collins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 5 Feb 2021)
    • CF1 Director (AR) (since 5 Feb 2021)
    • CF30 Customer (since 5 Feb 2021)
    • [FCA CF] Client dealing (since 28 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2020)
    • [PRA CF] Key function holder (20 Aug 2020 to 21 Aug 2020)
  • Cheshire Wealth Partnership Ltd

    FRN 605920

    • Employed By (since 5 Feb 2021)
    • Employed By (25 Aug 2016 to 3 Sep 2020)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (20 Sep 2011 to 28 Oct 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (13 Nov 2007 to 28 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.