James Carpenter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • B B Mortgages Ltd

    FRN 795789

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 4 Jun 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2021)
    • CF10 Compliance Oversight (4 Jun 2018 to 8 Dec 2019)
    • CF1 Director (4 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jun 2018 to 30 Sep 2018)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (24 Nov 2022 to 5 Dec 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF1 Director (AR) (9 Nov 2022 to 5 Dec 2022)
  • BB MORTGAGES (NEWARK) LTD (no longer approved here)

    FRN 982774

    • Employed By (9 Nov 2022 to 5 Dec 2022)
  • BB Mortgages Ltd (no longer approved here)

    FRN 581905

    • Employed By (12 Jun 2012 to 1 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

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