Date authorised
4 June 2018
Companies House
08057085
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Newark Beacon
    Cafferata Way
    Newark
    Nottinghamshire
    NG24 2TN
    UNITED KINGDOM
    Phone
    +441636674455
  • Complaints Contact

    Newark Beacon
    Cafferata Way
    Newark
    Nottinghamshire
    NG24 2TN
    UNITED KINGDOM
    Phone
    +441636674455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abby Malcolm

    IRN AXL00805

    • [FCA CF] Functions requiring qualifications (25 Jun 2025 to 10 Sep 2025)
    • [FCA CF] Client dealing (25 Jun 2025 to 1 Sep 2025)
  • Alex Michael Johnson

    IRN AXJ00280

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
  • Alison Louise Whittaker

    IRN AXW00327

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Amanda Hoppe

    IRN AXH00382

    • Appointed representative dealing with clients for which they require qualification (28 Aug 2024 to 10 Sep 2025)
    • [FCA CF] Functions requiring qualifications (23 Aug 2024 to 10 Sep 2025)
  • Carly Shantel Carpenter

    IRN CSC01089

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (26 Mar 2021 to 29 Mar 2021)
    • CF1 Director (4 Jun 2018 to 8 Dec 2019)
  • Claire Geraghty

    IRN CXG30410

    • [FCA CF] Functions requiring qualifications (1 Oct 2024 to 10 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (1 Oct 2024 to 10 Sep 2025)
  • Dean Paul Drury

    IRN DXD00137

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Eleanor Marie Roebuck

    IRN EXR00126

    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 13 Nov 2023)
  • James Carpenter

    IRN JXC02542

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 4 Jun 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2021)
    • CF1 Director (4 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jun 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (4 Jun 2018 to 8 Dec 2019)
  • Laura Faye Pearson

    IRN LXP00135

    • [FCA CF] Functions requiring qualifications (6 Jun 2025 to 10 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (6 Jun 2025 to 10 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.