Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • Talis Financial Advisers Ltd (no longer approved here)

    FRN 150458

    • [FCA CF] Functions requiring qualifications (3 Mar 2025 to 5 Jan 2026)
    • [FCA CF] Client dealing (3 Mar 2025 to 5 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Dec 2024)
    • CF30 Customer (6 Feb 2017 to 17 Dec 2024)
  • The Trevor Downing Practice LLP (no longer approved here)

    FRN 401788

    • (21)Employed By (6 Feb 2017 to 16 Jun 2017)
  • Jonathan Elliott Wealth Management Ltd (no longer approved here)

    FRN 439636

    • (3)Employed By (30 Oct 2014 to 25 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.