James Briggs

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Janus Henderson Investors UK Limited
FRN 121857
- [FCA CF] Manager of certification employee (since 19 May 2022)
- [FCA CF] Client dealing (since 17 Apr 2020)
- CF30 Customer (9 Dec 2009 to 8 Dec 2019)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (9 Dec 2009 to 8 Dec 2019)
Invesco Fund Managers Limited (no longer approved here)
FRN 119298
- CF27 Investment Management (1 Dec 2001 to 11 Feb 2005)
Invesco Asset Management Limited (no longer approved here)
FRN 122674
- CF27 Investment Management (1 Dec 2001 to 11 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.