James Bennet

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs International Bank
FRN 124659
- [FCA CF] Client dealing (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 31 Dec 2022)
- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
Goldman Sachs International
FRN 142888
- [FCA CF] Client dealing (since 7 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (1 Nov 2007 to 14 Aug 2009)
- CF26 Customer Trading (23 Mar 2005 to 31 Oct 2007)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (1 Nov 2007 to 14 Aug 2009)
- CF26 Customer Trading (23 Mar 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.