James Arthur Dixon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cantor Fitzgerald Europe
FRN 149380
- [FCA CF] Client dealing (since 9 May 2023)
Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)
FRN 124943
- [FCA CF] Client dealing (19 Dec 2018 to 18 Nov 2019)
- [FCA CF] Material risk taker (19 Dec 2018 to 18 Nov 2019)
Evercore ISI International Limited (no longer approved here)
FRN 575376
- CF30 Customer (8 Dec 2016 to 12 Jan 2018)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (23 Sep 2014 to 6 Mar 2016)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (18 May 2009 to 5 Sep 2014)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 2 May 2008)
- CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.