Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2023)
    • [FCA CF] Significant management (7 Mar 2016 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 May 2023)
    • CF29 Significant management (23 Nov 2015 to 6 Mar 2016)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2023)
    • [FCA CF] Significant management (7 Mar 2016 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 May 2023)
    • CF29 Significant management (23 Nov 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (9 May 2022 to 30 Jun 2023)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (9 May 2022 to 27 Jul 2023)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Jul 2023)
    • CF1 Director (23 Nov 2015 to 6 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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