Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2023)
- [FCA CF] Significant management (7 Mar 2016 to 30 Jun 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 16 May 2023)
- CF29 Significant management (23 Nov 2015 to 6 Mar 2016)
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Coutts & Company
FRN 122287
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2023)
- [FCA CF] Significant management (7 Mar 2016 to 30 Jun 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 16 May 2023)
- CF29 Significant management (23 Nov 2015 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (9 May 2022 to 30 Jun 2023)
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- [PRA CF] Significant risk taker or Material risk taker (9 May 2022 to 27 Jul 2023)
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- [FCA CF] Material risk taker (9 Dec 2019 to 27 Jul 2023)
- CF1 Director (23 Nov 2015 to 6 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.