James Anthony Bonner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lombard Odier Asset Management (Europe) Limited
FRN 515393
- [FCA CF] Material risk taker (since 25 Feb 2025)
- SMF16 Compliance Oversight (since 18 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Sep 2024)
- SMF16 Compliance Oversight (6 Jul 2022 to 22 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Jul 2022 to 22 Nov 2022)
PREMIER FUND MANAGERS LIMITED (no longer approved here)
FRN 143097
- CF10 Compliance Oversight (19 Jan 2016 to 13 Mar 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.