James Andrew Roys

Last updated
1 day ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Your Mortgage Shop Limited

    FRN 305110

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 14 Oct 2016)
    • CF10 Compliance Oversight (16 May 2013 to 8 Dec 2019)
    • CF1 Director (AR) (15 May 2009 to 11 Jun 2013)
    • Responsible for Insurance Mediation (19 Sep 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (19 Sep 2008 to 31 Mar 2009)
    • CF1 Director (19 Sep 2008 to 8 Dec 2019)
  • David James Lettings Ltd (no longer approved here)

    FRN 501054

    • Employed By (15 May 2009 to 5 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.