Date authorised
1 April 2013
Companies House
04679298
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45b Plains Road
    Mapperley
    Nottingham
    Nottinghamshire
    NG3 5JU
    UNITED KINGDOM
    Phone
    +441159624213
  • Complaints Contact

    45b Plains Road
    Mapperley
    NG3 5JU
    ENGLAND
    Phone
    +4401159620777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to debt counselling which is provided in connection with buy-to-let mortgages and second charge mortgage
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Christopher Elliott

    IRN DXE35219

    • [FCA CF] Client dealing (6 Jun 2022 to 11 Mar 2026)
    • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 31 Jan 2025)
  • David John Radford

    IRN DJR01189

    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
    • CF1 Director (AR) (18 May 2009 to 11 Jun 2013)
    • CF1 Director (26 Apr 2006 to 8 Dec 2019)
  • Glenys Elaine Roys

    IRN GER00001

    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
    • CF1 Director (AR) (18 May 2009 to 11 Jun 2013)
    • CF1 Director (26 Apr 2006 to 8 Dec 2019)
  • Holly Fiona Burrows

    IRN HFB01009

    • CF1 Director (AR) (21 May 2009 to 11 Jun 2013)
  • James Andrew Roys

    IRN JAR01194

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 14 Oct 2016)
    • CF10 Compliance Oversight (16 May 2013 to 8 Dec 2019)
    • CF1 Director (AR) (15 May 2009 to 11 Jun 2013)
    • CF8 Apportionment and Oversight (19 Sep 2008 to 31 Mar 2009)
    • CF1 Director (19 Sep 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Sep 2008 to 30 Sep 2018)
  • John Albert Radford

    IRN JAR00001

    • CF29 Significant management (24 Jun 2009 to 21 Jun 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 26 Nov 2008)
    • CF1 Director (31 Oct 2004 to 26 Nov 2008)
  • Jonathan Everett Raybould

    IRN JER00011

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF10 Compliance Oversight (19 Sep 2008 to 16 May 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 16 May 2013)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Sharon Elaine Love

    IRN SXL00113

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.