James Andrew Buckley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castlefield Investment Partners LLP

    FRN 432488

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 28 Sep 2023)
    • [FCA CF] Client dealing (since 28 Sep 2023)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 Aug 2005 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 Aug 2005 to 31 Oct 2007)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • CF27 Investment Management (3 Aug 2004 to 30 Jun 2005)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF27 Investment Management (2 Apr 2002 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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