Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BENEFIT STREET PARTNERS LIMITED
FRN 196845
- [FCA CF] Material risk taker (since 10 Jul 2023)
- SMF3 Executive Director (14 Jul 2023 to 16 Apr 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Apr 2026)
- CF1 Director (13 Feb 2009 to 9 Aug 2016)
- CF30 Customer (1 Nov 2007 to 16 Dec 2014)
- CF11 Money Laundering Reporting (9 Mar 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Mar 2004 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.