James Alexander Davis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • CF1 Director (AR) (21 May 2019 to 1 Aug 2022)
    • CF30 Customer (21 May 2019 to 1 Aug 2022)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (15 Aug 2016 to 29 Apr 2019)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 17 Apr 2008)
    • CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 21 Feb 2014)
    • CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.