Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Charity Bank Limited (no longer approved here)

    FRN 207701

    • CF10 Compliance Oversight (1 Apr 2009 to 10 Mar 2010)
    • CF28 Systems and controls (1 Nov 2007 to 10 Mar 2010)
    • CF11 Money Laundering Reporting (25 Apr 2007 to 10 Mar 2010)
    • CF14 Risk Assessment (25 Apr 2007 to 31 Oct 2007)
    • CF15 Internal Audit (25 Apr 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (25 Apr 2007 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.